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Private Secondary Markets · Educational Advisory

Navigating Private Market Transactions with Discretion.

Educational support for shareholders, employees, and institutional participants navigating the considerations, restrictions, and documentation involved in private company secondaries.

Shareholders

Employees

Institutions

Family Offices

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01

Private Capital

Strategic and structured-equity counsel.

02

Secondary Markets

Guidance relating to privately negotiated shareholder transactions.

03

Mergers & Acquisitions

Sell-side, buy-side, and capital advisory.

04

Investments

Private market research and transaction analysis.

AURIGA FINANCIAL · Integrated Practice

Navigating Complexity. Supporting Informed Decisions.

Integrated guidance across private capital, secondary markets, mergers & acquisitions and investments — delivered with the discipline of an institutional desk.

Guiding ambition. Building value.

Explore Secondary Markets
Команда, анализирующая данные
01

For institutions

Institutional Investors

Structured access to secondary market information and transaction-related market intelligence for qualified institutional investors.

Встреча по сотрудничеству в команде
02

For individuals

Employees & Former Employees

Neutral educational resources for option holders navigating exercise decisions and evaluating potential liquidity paths within private companies.

Анализ фондового рынка
03

For issuers

Private Companies & Shareholders

Services on cap table management and structured shareholder liquidity programs that align with corporate governance and long-term goals.

Анализ деловой встречи
04

For advisors

Advisors & Family Offices

Specialized partnership with wealth managers and investment offices on private security transfers and market valuation benchmarking.

Who we help

Built for every party at the private market table.

Four distinct audiences, one consistent approach. Each engagement tailored to the unique needs of each party.

Explore Secondary Markets

04

Audiences

01

Standard of care

Educational disclaimer

Private securities transactions are complex and subject to federal and state securities laws, specific investor qualification requirements, and individual company approvals. Shareholders must evaluate transfer restrictions and transaction-specific documentation in consultation with professional advisors. This information is provided for educational purposes only and does not constitute a solicitation, an offer to sell, or an offer to buy any security.

A documented process supports clarity at every stage. Each stage is documented and reviewable.

How the process works

Five disciplined stages, from intent to settlement.

Education & Initial Assessment

Foundational education on secondary market mechanics and shareholder liquidity planning requirements today.

01
Shareholder Document Review

Comprehensive review of equity agreements and transfer documentation requirements today.

02
Company Transfer Restriction Analysis

Detailed analysis of issuer transfer restrictions and shareholder approval framework requirements.

03
Suitability & Compliance Review

Comprehensive review of investor qualifications and regulatory compliance documentation requirements.

04
Coordinated Closing Process

Execution of transaction documentation and issuer coordination for administrative transfer requirements today.

05
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Private Company Equity Monthly

Receive monthly private market updates on employee equity compensation, secondary market trends, tax considerations, and liquidity planning for private security holders.

Explore Secondary Markets
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